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FORM 10-K FOR FISCAL YEAR ENDED DECEMBER 31, 2002Item 15. Exhibits, Financial Statement Schedules and Reports on Form 8-K
(a) 1. The following consolidated financial statements of Swift Energy Company together with the report thereon of Ernst & Young LLP dated February 10, 2003, and the data contained therein are included in Item 8 hereof:
2. Financial Statement Schedules |
3. Exhibits
3(a)1 Amended and Restated Articles of Incorporation of Swift Energy Company. 3(b)12 Second Amended and Restated Bylaws of Swift Energy Company, as amended through November 5, 2002. 4(a).12 Indenture dated as of July 29, 1999, between Swift Energy Company and Bank One, N.A., as Trustee. 4(a).23 First Supplemental Indenture dated as of August 4, 1999, between Swift Energy Company and Bank One, N.A., including the form of 10.25% Senior Subordinated Notes due 2009. 4(a).34 Indenture dated as of April 16, 2002, between Swift Energy Company and Bank One, N.A., as Trustee. 4(a).45 First Supplemental Indenture dated as of April 16, 2002, between Swift Energy Company and Bank One, N.A., including the form of 9 3/8% Senior Subordinated Notes due 2012. 10.113 Indemnity Agreement dated July 8, 1988, between Swift Energy Company and A. Earl Swift (plus schedule of other persons with whom Indemnity Agreements have been entered into). 10.26,+ Amended and Restated Swift Energy Company 1990 Nonqualified Stock Option Plan, as of May 1997. 10.57,+ Swift Energy Company 2001 Omnibus Stock Compensation Plan. 10.68,+ Amended and Restated Employment Agreement dated as of May 9, 2001 between Swift Energy Company and A. Earl Swift. 10.71,+ Amended and Restated Employment Agreement dated as of May 9, 2001 between Swift Energy Company and Terry E. Swift. 10.81 Amended and Restated Employment Agreement dated as of May 9, 2001 between Swift Energy Company and James M. Kitterman. 10.91,+ Amended and Restated Employment Agreement dated as of May 9, 2001 between Swift Energy Company and Bruce H. Vincent. 10.101,+ Amended and Restated Employment Agreement dated as of May 9, 2001 between Swift Energy Company and Joseph A. D’Amico. 10.111,+ Employment Agreement dated as of May 9, 2001 between Swift Energy Company and Victor R. Moran. 10.131,+ Amended and Restated Employment Agreement dated as of May 9, 2001 between Swift Energy Company and Alton D. Heckaman, Jr. 10.148,+ Fourth Amended and Restated Agreement and Release, by and between Swift Energy Company and Virgil Neil Swift, dated November 20, 2000. 10.159 Amended and Restated Rights Agreement between Swift Energy Company and American Stock Transfer & Trust Company, dated March 31, 1999. 10.1610 Amended and Restated Credit Agreement among Swift Energy Company and Bank One, N. A. as administrative agent, CIBC Inc. as syndication agent and Credit Lyonnais New York Branch and Societe Generale as documentation agents and the lenders signatory hereto dated September 28, 2001. 10.1711 First Amendment to Amended and Restated Credit Agreement, effective January 25, 2002 among Swift Energy Company, as Borrower, Bank One, NA as Administrative Agent, CIBC Inc. as Syndication Agent, Credit Lyonnais, New York Branch as Documentation Agent, Societe Generale as Documentation Agent and The Lenders Signatory Hereto and Banc One Capital Markets, Inc. as Sole Lead Arranger and Sole Book Runner. 10.1811 Second Amendment to Amended and Restated Credit Agreement, effective April 5, 2002 among Swift Energy Company, as Borrower, Bank One, NA as Administrative Agent, CIBC Inc. as Syndication Agent, Wells Fargo Bank (Texas), National Association as Syndication Agent, Credit Lyonnais, New York Branch as Documentation Agent, Societe Generale as Documentation Agent and The Lenders Signatory Hereto and Banc One Capital Markets, Inc. as Sole Lead Arranger and Sole Book Runner. 12* Swift Energy Company Ratio of Earnings to Fixed Charges. 21* List of Subsidiaries of Swift Energy Company. 23(a)* The consent of H. J. Gruy and Associates, Inc. 23(b)* Consent of Ernst & Young LLP as to incorporation by reference regarding Forms S-8 and S-3 Registration Statements. 99.1* The summary of H. J. Gruy and Associates, Inc. report, dated February 7, 2003. 99.2* Certification of Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
(b) No Reports on Form 8-K were filed during the last quarter of 2002.
1Incorporated by reference from Swift Energy Company Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2001, File No. 1-8754.
2Incorporated by reference from Exhibit 4.2 to Pre-Effective Amendment No. 1 to Form S-3 Registration Statement No. 33-81651 of Swift Energy Company, filed July 9, 1999, which Exhibit 4.2 is the form of such indenture.
3Incorporated by reference from Swift Energy Company Report on Exhibit 4.1 to Form 8-K dated August 4, 1999, File No. 1-8754.
4Incorporated by reference from Swift Energy Company Report on Exhibit 4-1 to Form 8-K dated April 16, 2002, File No. 1-8754.
5Incorporated by reference from Swift Energy Company Report on Exhibit 4-2 to Form 8-K dated April 16, 2002, File No. 1-8754.
6Incorporated by reference from Swift Energy Company definitive proxy statement for annual shareholders meeting filed April 14, 1997, File No. 1-8754.
7Incorporated by reference from Registration Statement No. 333-67242 on Form S-8 filed on August 10, 2001.
8Incorporated by reference from Swift Energy Company Annual Report on Form 10-K for the fiscal year ended December 31, 2000, File No. 1-8754.
9Incorporated by reference from Swift Energy Company Amendment No. 1 to Form 8-A, filed April 7, 1999.
10Incorporated by reference from Swift Energy Company Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2001, File No. 1-8754.
11Incorporated by reference from Swift Energy Company Quarterly Report on Form 10-Q for the quarterly period ended March 31, 2002, File No. 1-8754.
12Incorporated by reference from Registration Statement No. 33-60469 on Form S-2 filed on June 22, 1995.
13Incorporated by reference from Swift Energy Company Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2002, File No. 1-8754.
* Filed herewith.
+Management contract or compensatory plan or arrangement.
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