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FORM 10-K FOR FISCAL YEAR ENDED DECEMBER 31, 2001Item 14. Exhibits, Financial Statement Schedules and Reports on Form 8-K
(a) 1. The following consolidated financial statements of Swift Energy Company together with the report thereon of Arthur Andersen LLP dated February 18, 2002, and the data contained therein are included in Item 8 hereof:
2. Financial Statement Schedules |
3. Exhibits
3(a).11 Amended and Restated Articles of Incorporation of Swift Energy Company. 3(b)* By-Laws, as amended through August 14, 1995. 4(a).17 Indenture dated as of July 29, 1999, between Swift Energy Company and Bank One, N.A., as Trustee. 4(a).28 First Supplemental Indenture dated as of August 4, 1999, between Swift Energy Company and Bank One, N.A., including the form of 10.25% Senior Subordinated Notes due 2009. 10.1* Indemnity Agreement dated July 8, 1988, between Swift Energy Company and A. Earl Swift (plus schedule of other persons with whom Indemnity Agreements have been entered into). 10.25,+ Amended and Restated Swift Energy Company 1990 Nonqualified Stock Option Plan, as of May 1997. 10.35,+ Amended and Restated Swift Energy Company 1990 Stock Compensation Plan, as of May 1997. 10.42,+ Amendment to the Swift Energy Company 1990 Stock Compensation Plan, as of May 9, 2000. 10.52,+ Swift Energy Company 2001 Omnibus Stock Compensation Plan. 10.63,+ Amended and Restated Employment Agreement between Swift Energy Company and A. Earl Swift, dated November 15, 2000. 10.71,+ Amended and Restated Employment Agreement dated as of May 9, 2001, by and between Swift Energy Company and Terry E. Swift. 10.81 Amended and Restated Employment Agreement dated as of May 9, 2001, by and between Swift Energy Company and James M. Kitterman. 10.91,+ Amended and Restated Employment Agreement dated as of May 9, 2001, by and between Swift Energy Company and Bruce H. Vincent. 10.101,+ Amended and Restated Employment Agreement dated as of May 9, 2001, by and between Swift Energy Company and Joseph A. D’Amico. 10.111,+ Employment Agreement dated as of May 9, 2001, by and between Swift Energy Company and Victor R. Moran. 10.121,+ Employment Agreement dated as of May 9, 2001, by and between Swift Energy Company and Donald L. Morgan. 10.131,+ Amended and Restated Employment Agreement dated as of May 9, 2001, by and between Swift Energy Company and Alton D. Heckaman, Jr. 10.143,+ Fourth Amended and Restated Agreement and Release, by and between Swift Energy Company and Virgil Neil Swift, dated November 20, 2000. 10.156 Amended and Restated Rights Agreement between Swift Energy Company and American Stock Transfer & Trust Company, dated March 31, 1999. 10.169 Amended and Restated Credit Agreement among Swift Energy Company and Bank One, National Association as administrative agent, CIBC Inc. as syndication agent, and Credit Lyonnais New York Branch and Societe Generale as documentation agents and the lenders signatory hereto dated September 28, 2001. 12* Swift Energy Company Ratio of Earnings to Fixed Charges. 214 List of Subsidiaries of Swift Energy Company. 23(a)* The consent of H. J. Gruy and Associates, Inc. 23(b)* The consent of Arthur Andersen LLP as to incorporation by reference regarding Forms S-8 and S-3 Registration Statements. 23(c)* Letter responsive to Temporary Note 3T to Article of Regulation S-X. 99* The summary of H. J. Gruy and Associates, Inc. report, dated February 14, 2002.
(b) Reports on Form 8-K were filed during the year 2001.1. On May 3, 2001, the Company filed a Current Report on Form 8-K that reported under Item 5, "Other Events," that the Company was amending two of the four proposals contained in the Company’s proxy statement for the Company’s annual meeting of shareholders to be held on May 8, 2001, and, subject to shareholder approval, the Company intended to adjourn the meeting until June 7, 2001 to allow shareholders to vote on the two amended proposals.
2. On December 17, 2001, the Company filed a Current Report on Form 8-K that reported under Item 2 "Acquisition or Disposition of Assets," that the Company had signed a Limited Share Sale and Purchase Agreement to purchase all of the capital stock of Southern Petroleum (New Zealand) Exploration Limited for approximately US $55 million in cash.
1
Incorporated by reference from Swift Energy Company Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2001, File No. 1-8754.2
Incorporated by reference from Registration Statement No. 333-67242 on Form S-8 filed on August 10, 2001.3
Incorporated by reference from Swift Energy Company Annual Report on Form 10-K for the fiscal year ended December 31, 2000, File No. 1-8754.4
Incorporated by reference from Registration Statement No. 33-60469 on Form S-2 filed on June 22, 1995.5
Incorporated by reference from Swift Energy Company definitive proxy statement for annual shareholders meeting filed April 14, 1997, File No. 1-8754.6
Incorporated by reference from Swift Energy Company Amendment No. 1 to Form 8-A, filed April 7, 1999.7
Incorporated by reference from Exhibit 4.2 to Pre-Effective Amendment No. 1 to Form S-3 Registration Statement No. 33-81651 of Swift Energy Company, filed July 9, 1999, which Exhibit 4.2 is the form of such Indenture.8Incorporated by reference from Swift Energy Company Report on Form 8-K dated August 4, 1999, File No. 1-8754.
9Incorporated by reference from Swift Energy Company Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2001.
*Filed herewith.
+Management contract or compensatory plan or arrangement.
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